Rondeivu Privacy Policy

A guide to how we use and protect client information

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some, but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

What does Rondeivu do with your personal information?

The types of personal information we collect and share depends on the product or service you have with us. This information can include:

Personal Identifiers: Contact data such as your name, residential address, email address, telephone number, fax number
Professional Information: Name and address of the company you work for and your title
Registration: Information provided when you register for an account on the Site, such as username and password
Customer Verification Information: Information collected for customer verification and other legal purposes, including nationality, place and date of birth, identification numbers such as Social Security, passport, and drivers license numbers, and financial account numbers
Financial History: Income, assets, and investment experience
Corporate Information: Identity of beneficial owners of prospective investors and related customer verification information

All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Rondeivu chooses to share; and whether you can limit this sharing.

REASONS WE CAN SHARE YOUR PERSONAL INFORMATION

	Does Rondeivu share?	Can you limit this sharing?
For our everyday business purposes	Yes	No
For our marketing purposes	Yes	No
For joint marketing with other financial companies	No	We do not share
For our affiliates’ everyday business purposes	Yes	No
For our affiliates to market to you	Yes	Yes
For nonaffiliates to market to you	No	We do not share

To limit our sharing, contact us at +1 646-759-1882

Please note: If you are a new customer, we can begin sharing your information 30 days from the date we sent this notice. When you are no longer our customer, we continue to share your information as described in this notice. You can, however, contact us at any time to limit our sharing. If you have questions, please call +1 646-759-1882 or go to rondeivu.com.

DEFINITIONS

Affiliates: Companies related by common ownership or control. They can be financial and nonfinancial companies. Our affiliates include companies with a Rondeivu name.

Nonaffiliates: Companies not related by common ownership or control. They can be financial and nonfinancial companies. Rondeivu does not share with nonaffiliates so they can market to you.

Joint Marketing: A formal agreement between nonaffiliated financial companies that together market financial products or services to you. Rondeivu does not jointly market

WHAT WE DO

How does Rondeivu protect my personal information?

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.

How does Rondeivu collect my personal information?

We collect your personal information, for example, when you:

Register your account;
Provide information about your investment mandate, investment experience, or income and assets
Provide information about the private placement you wish to place on the platform
Provide account opening documents to us
Decide to invest in an offering from a third-party issue on the platform

We also collect your personal information from others, such as credit bureaus, affiliates, or other companies.

Why can’t I limit all sharing?

Federal law gives you the right to limit only:

Sharing for affiliates’ everyday business purposes–information about your creditworthiness
Affiliates from using your information to market to you
Sharing nonaffiliates to market to you

If you limit sharing for an account that you hold jointly with someone else, your choices will apply to everyone on the account. State laws and individual companies may give you additional rights to limit sharing. See below for more on your rights under state law.

COOKIE POLICY

When you visit a website, cookies are small files that get downloaded onto your device. These files provide information to the originating website. Other types of tracking technologies work similarly to cookies, as they place small data files on your devices or track your website activity to gather information about your use of our Sites. These cookies enable our Site to recognize your device, track your activities and preferences, and allow you to navigate the pages easily while improving the user experience. For more information on cookies, visit www.allaboutcookies.org.

We utilize cookies to recognize you and your interests, remember your preferences, facilitate our marketing efforts, and monitor your usage of our Site. We engage third-party service providers to track and analyze statistical usage and volume information. These service providers use persistent cookies to improve the user experience, manage site content, and analyze how users interact with our Site.

You can opt-out of cookies by adjusting the settings on your browser. Most browsers will provide instructions on how to stop accepting new cookies, how to be notified when you receive a new cookie, and how to disable existing cookies. However, please note that without cookies, you may not be able to access or take full advantage of our Site. Most browsers also offer a “private mode” that deletes cookies after each website visit. You may visit our Site in private mode, but some features may not function correctly.

If you wish to remove previously stored cookies, you may manually delete them at any time. However, this action will not prevent our Site from placing additional cookies on your device unless you adjust your browser settings as described above.

Please note that if you disable one or more cookies, we may continue to use information collected by those cookies prior to deactivation. However, we will stop collecting any information via the deactivated cookie once it has been disabled.

WHO IS PROVIDING THIS NOTICE?

For our US broker-dealer clients: Rondeivu Securities, LLC

For our US investment advisory clients: Rondeivu Advisory, LLC

For Canadian clients: Rondeivu (Canada) Inc.

OTHER IMPORTANT INFORMATION

For Nevada residents. We are providing you this notice pursuant to state law. You may be placed on our internal Do Not Call List by calling 646-759-1882. Nevada law requires that we also provide you with the following contact information: Bureau of Consumer Protection, Office of the Nevada Attorney General, 555 E. Washington St., Suite 3900, Las Vegas, NV 89101; Phone number: 702-486-3132; email: [email protected].

For Vermont Residents. In accordance with Vermont law, we will not share information we collect about Vermont residents with companies who are not affiliates, except as permitted by law, such as with your consent or to service your accounts. We will not share information about your creditworthiness with our affiliates without your authorization or consent, but we may share information about our transactions or experiences with you with our affiliates without your consent.

For California Residents. In accordance with California law, we will not share information we collect about you with nonaffiliates, except as allowed by law. For example, we may share information with your consent or to service your accounts. Among our affiliates, we will limit information sharing to the extent required by California law.

For Residents of the European Economic Area (“EEA”). We do not offer services to natural persons in the EEA. Any personal data transmitted by you or third parties, on your behalf, through this Site, or otherwise, will be processed in the United States, or other jurisdictions outside the EEA, and may not receive equivalent legal protections to those afforded under the EU General Data Protection Regulation (GDPR).

This Privacy Policy may be updated periodically, with any changes reflected on our Site. We encourage you to check back regularly to stay informed. If you have any questions, please call +1 646-759-1882 or go to rondeivu.com.